Accounting & finance
Free Continuing Education for Securities Professionals
FINRA's Regulatory Element and firm-element training requirements apply by registration.
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We have not yet published an individually verified, currently available course for this profession. Browse other professions for currently available courses.
Know before you choose
A guide to free continuing education for securities professionals
Choosing the right course for securities professionals
Are the course and certificate both free?
No individually verified current courses have been published for this collection yet. Every included course has $0 learning, assessment and certificate costs. A provider may also sell other courses; the whole external catalog is not assumed to be free.
Will these credits count for securities professionals?
FINRA's Regulatory Element and firm-element training requirements apply by registration. Credit counts here include only the recorded tracks for this profession. A listed accrediting body or provider does not establish acceptance by every state board. Review the course approval notes and your board’s rules.
Should I choose an upcoming session or an older recording?
0 scheduled sessions are coming up; 0 courses are currently on demand. Choose an upcoming session if its date and time zone suit you, or on-demand learning for flexibility. A recording’s age alone does not determine credit eligibility. Expired and withdrawn listings are kept in Past & unavailable.
Source guidance for this profession
Use these original resources alongside the approval and eligibility notes on each course.
Your next credential
Free exam preparation for securities professionals
Preparing for an exam, too? Explore free practice questions and explanations on OpenExamPrep.
OpenExamPrepFree exam preparationFINRA, MSRB, and NFA qualification exam preparation.
See 29 more exams for securities professionals
- Series 22
- Series 23 General Securities Principal — Sales Supervisor Module
- Series 24
- Series 26
- Series 27
- Series 28
- Series 3 National Commodity Futures
- Series 30 NFA Branch Manager
- Series 31 Futures Managed Funds
- Series 32 NFA Limited Futures Examination — Regulations
- Series 34 Retail Off-Exchange Forex
- Series 39 Direct Participation Programs Principal Exam
- Series 4
- Series 50 Municipal Advisor Representative Exam
- Series 51
- Series 52 Municipal Securities Representative Exam
- Series 53
- Series 54 Municipal Advisor Principal Exam
- Series 57
- Series 6
- Series 63
- Series 7
- Series 79
- Series 82
- Series 86
- Series 87
- Series 9
- Series 99 Operations Professional Exam
- SIE
These are exam-preparation resources, separate from continuing education credit. Exam registration fees and eligibility are set by the exam sponsor.
Provider resources for securities professionals
These sources offer a free CE selection. Check individual course costs, approval and availability at the provider.
No provider has passed primary-source verification for this profession yet. See our standards.